2011-13 (June 10, 2011)
Event,
attendance/appearance; Bar Association Functions;
Gifts
Rules 1.2, 3.1, 3.7, 3.13, and 3.15
Issue: May a Judicial Official attend a bar
association’s annual meeting and dinner, as a guest
of the bar association, if part of the cost of the
event is paid for by sponsors one or more of whom
regularly appear before the Judicial Official?
Response: Additional facts include that the
event is not a fundraiser, that attorneys pay a fee
to attend, that attendance of more than one hundred
people (including several Judicial Officials) is
expected, and that business conducted at the annual
meeting includes, at a minimum, the election of
officers and board members. Notice of the
meeting indicates that a former court employee will
be recognized for his service to the bench and bar.
The Committee unanimously determined that attendance
at the meeting and dinner as a guest of the bar
association would not violate Rule 1.2 because it
would not create in reasonable minds a perception
that the Judicial Official had violated the Code of
Judicial Conduct or engaged in other conduct that
reflected adversely on the Judicial Official’s
honesty, impartiality, temperament or fitness to
serve as a Judicial Official. The Committee
further concluded that attendance at the event was
consistent with Rules 3.1 (extrajudicial
activities), 3.7 (participation in education,
religious, charitable, fraternal or civic
organizations and activities), and 3.13(c)(2)(A),
which specifically permits a Judicial Official to
“attend without charge … an event associated with a
bar related function or other activity relating to
the law, the legal system, or the administration of
justice,” provided that acceptance of the gift is
not otherwise prohibited by law and would not appear
to a reasonable person to undermine the Judicial
Official’s independence, integrity or impartiality.
Based upon the foregoing, the Committee concluded
that the Judicial Official may attend the annual
meeting and dinner as a guest of the bar association
subject to the following conditions: (1) the
Judicial Official does not discuss any pending or
impending cases in any court, (2) the Judicial
Official does not personally believe that attendance
as a guest of the bar association would create an
appearance of impropriety, and (3) if required to do
so pursuant to Rule 3.15, the Judicial Official
reports the gift.