2014-07 (June 11, 2014)
Extrajudicial Activities; Attorneys;
Disclosure/Disqualification
Rules 1.2 & 3.1
Issue: May
a Judicial Official participate in an adult co-ed
summer soccer league organized by an attorney?
Additional Facts: A Judicial Official would
like to participate in an adult co-ed summer soccer
league run by an attorney volunteer coordinator. The
league is self-funded and charges participants a
$135 registration fee which includes placement on a
team, a per-player town field maintenance fee, a
team shirt, referee fees, league liability insurance
and an end of season pizza party. The league is open
to everyone, but priority is given to town
residents. It is not a lawyers’ league. Placement on
a team is at the sole discretion of the team
representatives and the League Coordinator. The
Judicial Official will be paying for his/her own
registration. The attorney who runs the league (and
whose name appears as part of the league name)
previously appeared before the Judicial Official
when the Judicial Official was assigned to a
different Judicial District, but does not appear
before the Judicial Official in his/her current
court location. All games are played in the evening.
Response:
Rule 1.2 states that a judge “shall act at all times
in a manner that promotes public confidence in the …
impartiality of the judiciary, and shall avoid
impropriety and the appearance of impropriety.
The test for appearance of impropriety is whether
the conduct would create in reasonable minds a
perception that the judge violated this Code or
engaged in other conduct that reflects adversely on
the judge’s honesty, impartiality, temperament, or
fitness to serve as a judge.”
Rule 3.1 (3) prohibits participating in
extrajudicial activities “that would appear to a
reasonable persona to undermine the judge’s
independence, integrity or impartiality.” Comment
(2) of Rule 3.1 encourages judges’ participation in
both law related and other extrajudicial activities
because it “helps integrate judges into their
communities and furthers public understanding of and
respect for courts and the judicial system.”
The Committee has
addressed the issue of socializing with attorneys in
several of its prior opinions:
JE 2008-04 (JO may attend a sold-out baseball
game with an attorney friend using tickets obtained
by the attorney’s law firm);
JE 2009-04 (JO may spend several days with close
personal friends, who are lawyers, at the friends’
vacation home, provided that the JO continues to
recuse himself in cases involving the friends, these
recusals are infrequent and the judge has extended
similar hospitality to the friends);
JE 2010-08 (JO may attend a retirement party for
a prosecutor, whom the JO knew prior to his/her
appointment, provided it does not detract from the
dignity of the office or interfere with the
performance of judicial duties);JE
2012-01 (JO should not attend a “by invitation
only” retirement dinner hosted and paid for by the
former partners of the retiring lawyer, who
regularly appear before the judge); and
JE 2013-07 (JO may not participate in a small
social outing organized by the spouse of a
foreclosure firm attorney whose cases make up a
large portion of the JO’s docket). The Committee
also considered New York Opinion 12-177 (volunteer
athletic coaching activities are ethically
permissible as they do not appear to involve
fund-raising or other prohibited activities and do
not appear to pose a risk to the judge properly
performing his/her judicial duties).
Based on the facts presented, including that the
league is open to all adults, is self-funded, that
participation as a player does not appear to involve
the JO in any fund-raising activities, games are
played outside of court hours, and that the attorney
who runs the program does not presently appear
before the Judicial Official, the Committee
unanimously concluded that the Judicial Official’s
participation in the soccer league is permissible.
If, however, the attorney who organizes the league
should appear before the Judicial Official in the
future, the Judicial Official should disclose the
relationship.
Committee on Judicial Ethics